Life Insurance Company of the Southwest (LSW) Online Forms Library

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Life Insurance Company of the Southwest (LSW)
Annuity Withdrawal Request
Lit No: 2748
Revised: 05/01/2018
Form ID: 29339
Publish: 05/08/2018
Details
Life Insurance Company of the Southwest (LSW)
Request for Annuity Benefits Under S.E.L.I
Lit No: 10923
Revised: 07/01/2014
Form ID: 29347
Publish: 08/22/2014
Details
Life Insurance Company of the Southwest (LSW)
Loan Agreement
Lit No: 4075
Revised: 05/01/2018
Form ID: 29349
Publish: 05/08/2018
Details
Life Insurance Company of the Southwest (LSW)
Annuity Delivery Receipt
Lit No: 1124
Revised: 01/01/2017
Form ID: 29355
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Annuity Internal Exchange/Transfer Request
with 10068
Lit No: 2804
Revised: 06/01/2017
Form ID: 29356
Publish: 06/12/2017
Details
Life Insurance Company of the Southwest (LSW)
Annuity New Business Transmittal
Lit No: 9331A
Revised: 12/01/2017
Form ID: 29357
Publish: 11/29/2017
Details
Life Insurance Company of the Southwest (LSW)
Beneficiary Agreement Request
Lit No: 1531
Revised: 08/01/2015
Form ID: 29361
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Comparative Information Statement - NV
Lit No: 8630NV
Revised: 12/01/2011
Form ID: 29362
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
Deferment of Salary Increase or Reduction
Lit No: 4213
Revised: 09/01/2013
Form ID: 29363
Publish: 09/27/2013
Details
Life Insurance Company of the Southwest (LSW)
Disclosure and Comparison of Annuity Contracts- FL
Lit No: 10098
Revised: 10/21/2014
Form ID: 29364
Publish: 05/08/2015
Details
Life Insurance Company of the Southwest (LSW)
Employer Information - 403(b) and 501(c)(3)
Lit No: 4258
Revised: 05/01/2017
Form ID: 29365
Publish: 05/01/2017
Details
Life Insurance Company of the Southwest (LSW)
Employer Information Form - 457(b) Plans
Lit No: 4258N
Revised: 05/01/2017
Form ID: 29366
Publish: 05/01/2017
Details
Life Insurance Company of the Southwest (LSW)
Financial Disclosure required age 65 & older - CA
Lit No: 8196
Revised: 09/01/2012
Form ID: 29367
Publish: 09/20/2012
Details
Life Insurance Company of the Southwest (LSW)
Guide to 403(b) Loans
Lit No: 5783
Revised: 04/01/2011
Form ID: 29380
Publish: 06/15/2012
Details
Life Insurance Company of the Southwest (LSW)
LSW Application Routing Cover Sheet
Lit No: 8979
Revised: 04/01/2011
Form ID: 29382
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
LSW Common Remitter
Lit No: 5739
Revised: 04/01/2011
Form ID: 29383
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
LSW Payroll Deduction for Roth 403(b)
Lit No: 9432
Revised: 04/01/2011
Form ID: 29384
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
Military Sales Disclosure
Lit No: 8643
Revised: 03/01/2015
Form ID: 29385
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Notice of Policies
Lit No: 8200
Revised: 03/01/2011
Form ID: 29386
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
Policy Change Request for Life and Annuity
Do not use this form to request a Change of Beneficiary
Lit No: 5277
Revised: 08/01/2014
Form ID: 29389
Publish: 08/22/2014
Details
Life Insurance Company of the Southwest (LSW)
Replacement Comparison - AR
Lit No: 8855
Revised: 08/01/2011
Form ID: 29390
Publish: 06/18/2012
Details
Life Insurance Company of the Southwest (LSW)
Request for Direct Deposit
Lit No: 2734
Revised: 09/01/2013
Form ID: 29391
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Request for Duplicate Policy/Group Contract
or Certificate
Lit No: 4007
Revised: 09/01/2013
Form ID: 29392
Publish: 09/27/2013
Details
Life Insurance Company of the Southwest (LSW)
Request for Pre-Authorized Check Plan
Lit No: 1037
Revised: 09/01/2013
Form ID: 29394
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Request for Taxpayer ID Number- Substitute IRS W-9
Lit No: 6868
Revised: 08/01/2013
Form ID: 29395
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Required State Forms for Annuities
Lit No: 2630
Revised: 12/01/2017
Form ID: 29396
Publish: 11/29/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Transfer Request and Allocation Change
For Multi-Account Annuities
Lit No: 9100
Revised: 06/01/2012
Form ID: 29459
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
SIMPLE-IRA (Issuer Only) Agreement
Lit No: 7501A
Revised: 05/01/2011
Form ID: 29460
Publish: 06/15/2012
Details
Life Insurance Company of the Southwest (LSW)
Single Premium Deferred Annuity Disclosure - KS
Lit No: 4300KS
Revised: 09/01/2013
Form ID: 29461
Publish: 09/27/2013
Details
Life Insurance Company of the Southwest (LSW)
Single Premium Deferred Annuity Disclosure - OH
Lit No: 6256OH
Revised: 04/01/2011
Form ID: 29462
Publish: 06/15/2012
Details
Life Insurance Company of the Southwest (LSW)
State of Execution Certification
Lit No: 9928
Revised: 06/01/2015
Form ID: 29463
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Traditional Fixed and Fixed Annuity Suitability
Lit No: 10068
Revised: 06/01/2017
Form ID: 29464
Publish: 06/12/2017
Details
Life Insurance Company of the Southwest (LSW)
Transfer/Exchange/Rollover
with 10068
Lit No: 9685
Revised: 02/01/2018
Form ID: 29465
Publish: 02/07/2018
Details
Life Insurance Company of the Southwest (LSW)
Trust Certification
Lit No: 5213
Revised: 04/01/2011
Form ID: 29466
Publish: 06/15/2012
Details
Life Insurance Company of the Southwest (LSW)
W-4P Withholding for Pension or Annuity Payments
Lit No: 9485
Revised: 11/01/2017
Form ID: 29467
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - OR
102376
Lit No: 11939
Revised: 05/01/2016
Form ID: 31703
Publish: 05/26/2016
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - OR
102151
Lit No: 11613
Revised: 02/01/2015
Form ID: 31704
Publish: 02/18/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - WY
Lit No: 8027WY
Revised: 04/01/2013
Form ID: 32256
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Automated Withdrawal Programs
Lit No: 20179
Revised: 05/01/2018
Form ID: 33029
Publish: 05/08/2018
Details
Life Insurance Company of the Southwest (LSW)
Privacy Notice to Our Customers
Lit No: 9314
Revised: 07/01/2013
Form ID: 33559
Publish: 07/02/2013
Details
Life Insurance Company of the Southwest (LSW)
Traditional Fixed and Fixed Annuity Suitability-FL
Lit No: 10068FL
Revised: 06/01/2017
Form ID: 34417
Publish: 06/12/2017
Details
Life Insurance Company of the Southwest (LSW)
GLIR SecurePlus Preferred 2 - NJ
101983
Lit No: 11039NJ
Revised: 01/01/2017
Form ID: 34735
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - CW
102134
Lit No: 11596
Revised: 01/01/2017
Form ID: 36033
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold App Kit - CA,DE,FL,ND,SD
102135
Lit No: 11597
Revised: 01/01/2017
Form ID: 36034
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - CT
102136
Lit No: 11598
Revised: 01/01/2017
Form ID: 36035
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - TX
102138
Lit No: 11600
Revised: 01/01/2017
Form ID: 36037
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - VT
102139
Lit No: 11601
Revised: 01/01/2017
Form ID: 36038
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - CW
102144
Lit No: 11606
Revised: 01/01/2017
Form ID: 36043
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 App Kit - CA,DE,FL,ND,SD
102145
Lit No: 11607
Revised: 01/01/2017
Form ID: 36044
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - CT
102146
Lit No: 11608
Revised: 01/01/2017
Form ID: 36045
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - TX
102148
Lit No: 11610
Revised: 01/01/2017
Form ID: 36047
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - VT
102149
Lit No: 11611
Revised: 01/01/2017
Form ID: 36048
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 3 Application Kit - CW
102168
Lit No: 11630
Revised: 01/01/2017
Form ID: 36064
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 3 App Kit - DE,FL,ND,SD
102169
Lit No: 11631
Revised: 01/01/2017
Form ID: 36065
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 3 Application Kit - CT
102170
Lit No: 11632
Revised: 04/01/2017
Form ID: 36066
Publish: 04/06/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 3 Application Kit - VT
102172
Lit No: 11634
Revised: 01/01/2017
Form ID: 36068
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 8 Application Kit - CW
102173
Lit No: 11635
Revised: 01/01/2017
Form ID: 36069
Publish: 03/23/2018
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 8 App Kit - ICC
102174 DE,FL,ND,SD
Lit No: 11636
Revised: 01/01/2017
Form ID: 36070
Publish: 03/23/2018
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 8 Application Kit - VT
102175
Lit No: 11637
Revised: 01/01/2017
Form ID: 36071
Publish: 03/23/2018
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Preferred 2 App Kit - AK,IL,MN,MO,UT,
102177
Lit No: 11639
Revised: 01/01/2017
Form ID: 36073
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Preferred 2 Application Kit - CA
102178
Lit No: 11640
Revised: 01/01/2017
Form ID: 36074
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Preferred 6 App Kit - ICC
102181 AK,IL,MO,UT
Lit No: 11643
Revised: 01/01/2017
Form ID: 36075
Publish: 03/23/2018
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Preferred 6 Application Kit - CA
102182
Lit No: 11644
Revised: 01/01/2017
Form ID: 36076
Publish: 03/23/2018
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - PA
102150
Lit No: 11612
Revised: 01/01/2017
Form ID: 36885
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Preferred 2 Application Kit - PA
102179
Lit No: 11641
Revised: 01/01/2017
Form ID: 36886
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Marquee 3 Application Kit - IN,NH
102419
Lit No: 11944
Revised: 04/01/2017
Form ID: 40679
Publish: 04/06/2017
Details
Life Insurance Company of the Southwest (LSW)
Transfer/Exchange/Rollover - FL
Lit No: 9685FL
Revised: 02/01/2018
Form ID: 41168
Publish: 02/07/2018
Details
Life Insurance Company of the Southwest (LSW)
Churning Disclosure
Lit No: 8444
Revised: 01/01/2013
Form ID: 45455
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Notice Regarding Medi-Cal Eligibility - CA
Lit No: 9402
Revised: 01/01/2018
Form ID: 45456
Publish: 02/07/2018
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - CA
Lit No: 8027CA
Revised: 03/01/2011
Form ID: 45457
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - DE
Lit No: 8027DE
Revised: 03/01/2011
Form ID: 45458
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - FL
Lit No: 8027FL
Revised: 03/01/2011
Form ID: 45459
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - GA
Lit No: 8027GA
Revised: 03/01/2011
Form ID: 45460
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - ID
Lit No: 8027ID
Revised: 03/01/2011
Form ID: 45461
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - IL
Lit No: 8027IL
Revised: 08/01/2017
Form ID: 45462
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - IN
Lit No: 8027IN
Revised: 03/01/2011
Form ID: 45463
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - KS-A - External
Lit No: 8027KS-A
Revised: 05/01/2013
Form ID: 45464
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - KS-B - Internal
Lit No: 8027KS-B
Revised: 05/01/2013
Form ID: 45465
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - MA
Lit No: 8027MA
Revised: 03/01/2011
Form ID: 45466
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - MI
Lit No: 8027MI
Revised: 03/01/2011
Form ID: 45467
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - MN
Lit No: 8027MN
Revised: 03/01/2011
Form ID: 45468
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - NV
Lit No: 8027NV
Revised: 10/01/2012
Form ID: 45470
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - OK
Lit No: 8027OK
Revised: 03/01/2011
Form ID: 45471
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - PA
Lit No: 8027PA
Revised: 05/01/2013
Form ID: 45472
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - TN
Lit No: 8027TN
Revised: 03/01/2011
Form ID: 45473
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - WA
Lit No: 8027WA
Revised: 03/01/2011
Form ID: 45474
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Senior Notice Life Insurance or Annuity Sales - CA
Lit No: 20045
Revised: 11/01/2012
Form ID: 45475
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
Replacement Notice - CW
Lit No: 8027
Revised: 03/01/2011
Form ID: 45485
Publish: 11/10/2015
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - PA
Lit No: 12028
Revised: 01/01/2017
Form ID: 48975
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
Employer Information - All Other Plan Types
Lit No: 4258E
Revised: 05/01/2017
Form ID: 49754
Publish: 05/01/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Paramount 5 Application Kit - NJ
Lit No: 12043
Revised: 01/01/2017
Form ID: 50612
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
SecurePlus Gold Application Kit - NJ
Lit No: 12042
Revised: 01/01/2017
Form ID: 50613
Publish: 01/19/2017
Details
Life Insurance Company of the Southwest (LSW)
Disclosure Statement for Career Agent
Lit No: 20486
Revised: 05/01/2017
Form ID: 56368
Publish: 06/12/2017
Details
Life Insurance Company of the Southwest (LSW)
Disclosure Statement for Independent Agent
Lit No: 20482
Revised: 05/01/2017
Form ID: 56369
Publish: 06/12/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - CW
Lit No: 12058
Revised: 07/01/2017
Form ID: 56941
Publish: 08/25/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - DC, DE, FL, ND, SD
DC, DE, FL, ND, SD
Lit No: 12059
Revised: 11/01/2017
Form ID: 56942
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - PA
Lit No: 12060
Revised: 06/01/2017
Form ID: 56943
Publish: 07/05/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - VT
Lit No: 12061
Revised: 06/01/2017
Form ID: 56944
Publish: 07/05/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - CW
Lit No: 12062
Revised: 07/01/2017
Form ID: 56945
Publish: 08/25/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - DC,DE,FL,ND,SD
DC, DE, FL, ND, SD
Lit No: 12063
Revised: 11/01/2017
Form ID: 56946
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - VT
Lit No: 12065
Revised: 06/01/2017
Form ID: 56947
Publish: 07/27/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus Application - CW
Lit No: 12066
Revised: 07/01/2017
Form ID: 56948
Publish: 08/25/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus Application - DC, DE, FL, ND, SD
DC, DE, FL, ND, SD
Lit No: 12067
Revised: 11/01/2017
Form ID: 56949
Publish: 11/13/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus Application - VT
Lit No: 12068
Revised: 06/01/2017
Form ID: 56950
Publish: 06/30/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - PA
Lit No: 12064
Revised: 06/01/2017
Form ID: 57016
Publish: 07/27/2017
Details
Life Insurance Company of the Southwest (LSW)
Broker-Dealer Application Routing Cover Sheet
Lit No: 20509
Revised: 08/01/2017
Form ID: 58477
Publish: 08/30/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus Application - NJ
Lit No: 12100
Revised: 11/01/2017
Form ID: 59348
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus Application - CT
Lit No: 12083
Revised: 11/01/2017
Form ID: 59349
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - NJ
Lit No: 12099
Revised: 11/01/2017
Form ID: 59350
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Guaranteed Income Application - CT
Lit No: 12082
Revised: 11/01/2017
Form ID: 59351
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - NJ
Lit No: 12098
Revised: 11/01/2017
Form ID: 59352
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation Application - CT
Lit No: 12081
Revised: 11/01/2017
Form ID: 59353
Publish: 11/15/2017
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - CT
Lit No: 12093
Revised: 11/01/2017
Form ID: 61904
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - VT
Lit No: 12094
Revised: 11/01/2017
Form ID: 61905
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - CW
Lit No: 12095
Revised: 11/01/2017
Form ID: 61906
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - DC,DE,FL,ND,SD
Lit No: 12096
Revised: 01/01/2018
Form ID: 61907
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - PA
Lit No: 12097
Revised: 11/01/2017
Form ID: 61908
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - NJ
Lit No: 12111
Revised: 01/01/2018
Form ID: 61909
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Foundation - CA
Lit No: 12118
Revised: 04/01/2018
Form ID: 61910
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Guarantedd Income - CA
Lit No: 12119
Revised: 04/01/2018
Form ID: 61911
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Income Plus - CA
Lit No: 12120
Revised: 04/01/2018
Form ID: 61912
Publish: 05/04/2018
Details
Life Insurance Company of the Southwest (LSW)
FIT Choice - CA
Lit No: 12121
Revised: 04/01/2018
Form ID: 61913
Publish: 05/04/2018
Details

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Franklin Square Capital Partners
Franklin Templeton
FSC Securities Corp
FTJ FundChoice
Future Scholar
Gabelli Funds
Goldman Sachs Asset Management
GPB
Great-West Financial
Greenbacker
Griffin Capital
Guardian Insurance & Annuity Company, Inc.
Guggenheim Investments
Harbor Funds
Hartford Investment Financial Svcs - Mutual Funds
Hartford Investment Financial Svcs College Plans
Hartford Life Insurance Company - Life Ins
Heartland Advisors
Hennessy Funds
Highland Capital Management
Hines
Homestead Funds
Horizon Investments
ICON Advisers Inc.
Infinity Funds
Inland Securities
Integrity (W&S Financial Group Distributors)-FA
Integrity (W&S Financial Group Distributors)-VA
Integrity Viking Funds
Invesco
IVY Investments
J.P. Morgan Clearing Corp
J.P. Morgan Funds
Jackson National Life Insurance Company
James Advantage Funds --NEW--
Jensen Funds
JLL Income Property Trust
John Hancock Freedom 529
John Hancock Investments
John Hancock Life Ins Co - Life Insurance
Kansas City Life Ins
KBS REIT
Keeley Funds
Knighthead Annuities
Learning Quest
Leuthold Weeden Capital Management
Liberty Trust Company
Life Insurance Company of the Southwest (LSW)
Lincoln Financial Group - Annuities
Lincoln Financial Group - Life Ins
Lincoln Property Company --NEW--
Lindner Capital Advisors
Lodging Opportunity Fund, REIT
Lonestar 529
Loomis Sayles Funds
Lord Abbett & Co.
Loring Ward
MacKenzie Realty Capital
Mainstar Trust
MainStay Investments
Manning & Napier
MassMutual - Annuities
MassMutual - Disability Income
MassMutual - Life
MassMutual - Long Term Care
Matthews Asia
Megatel Capital Investment --NEW--
MFS Investment Management
Midland IRA
Midland National Life
Midland Retirement Distributors
Moody National REIT II
MVP Reit
National Integrity (W&S Financial Group Dist) - FA
National Integrity (W&S Financial Group Dist) - VA
National Life Insurance Company
Nationwide Advisory Solutions --NEW--
Nationwide Annuities
Nationwide Insurance
Natixis Funds
NEST 529 College Savings --NEW--
New York Life Annuities
NFS (National Financial Services)
Nicholas Family of Funds
NorthStar
Nuveen Advisory
Oakmark Funds
OCM Gold Fund
Old Mutual
OneAmerica Securities
Oppenheimer Funds
Owl Rock --NEW--
Pacific Advisors Fund
Pacific Funds
Pacific Life & Annuity (NY-Annuities)
Pacific Life & Annuity (NY-Life Insurance)
Pacific Life (Annuities)
Pacific Life (Life Insurance)
Pacific Life Magnastar
Parnassus Funds
Pax World Funds
Permanent Portfolio Funds
Perritt Funds
Pershing
Pershing Advisor Solutions
Phillips Edison
PIMCO
Preferred Apartment Communities
Preferred Capital Securities
Principal Financial Group
Principal Funds
Private Client Services
ProFunds
Protective Life Insurance Company
Provasi Capital Partners
Prudential - M Group
Prudential Annuities
Prudential Annuities (Advanced Series)
Prudential Mutual Funds
Prudential Premier Investment
Prudential Premier Retirement
PruSecure Fixed Indexed Annuity
Putnam Funds
Quaker Funds
RBC Capital Markets
Reliance Standard
ReliaStar Life Insurance Company of New York
Resource Real Estate Opportunity REIT
RK Properties
Rodin Global Property Trust
Royal Alliance
Royce Funds
SagePoint Financial
Sammons Retirement Solutions
Saratoga Capital Management
Scholars Choice
Security Benefit Life
SEI (Trust 3000 Forms Only)
SEI (Wealth Platform Forms Only)
Selected Funds
Shopoff Realty Investments
Sierra Income Corporation
Sit Mutual Funds
Spire Investment Partners, LLC
Steben & Company
Stira Capital Markets Group
Strategic Equity Management
Strategic Storage Growth Trust
Strategic Storage Trust II
Strategic Storage Trust IV, Inc
Strategic Student & Senior Housing Trust, Inc
Sun Life of Canada - Annuities
Talcott Resolution - Annuities
TCA by E-TRADE
TD Ameritrade
Terra Capital Partners
The Pacific Financial Group
The Standard --NEW--
Thornburg Investment Management
Time Equities
Timothy Plan
Tocqueville Funds
Toews Corporation
Touchstone Investments
Transamerica Life Insurance Co - Annuity
Transamerica Life Insurance Co - Insurance
Transamerica Mutual Funds
TriLinc Global Impact Fund
Triloma
Triton Pacific Investment Corporation & TB, LP
US Government
VALIC
Van Eck Global
Victory Funds
Virtus Funds
Voya - Annuities
Voya - Life Insurance
Voya Investment Management
W P Carey & Co.
Wasatch Funds
Waveland Energy Partners
WBI Investments
Weitz Funds
Wells Fargo Advantage Funds
Western National - American General
Western National - US Life
Western-Southern
WNC Housing Credit
Woodbury Financial Services, Inc
Yorktown Funds

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