Form Search Results

Subscribe to the RSS feed for this company 

Your search returned 203 records.
Search Results
Records per Page:
     
SagePoint Financial
Client Application - Person (Client Central)
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client.
Lit No: SPF-CA-NP
Revised: 01/22/2018
Form ID: 35305
Publish: 01/19/2018
Details
SagePoint Financial
SIS - Model Portfolios - Corporate RIA
Statement of Investment Selection (SIS) for Model Portfolio accounts under a Corporate RIA.
Lit No:
Revised: 04/01/2018
Form ID: 35307
Publish: 04/20/2018
Details
SagePoint Financial
Account Application - Trust
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client.
Lit No: SFP-AA-TR
Revised: 05/01/2018
Form ID: 35310
Publish: 05/04/2018
Details
SagePoint Financial
Client Application - Trust
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client.
Lit No: SPF-CA-TR
Revised: 05/01/2018
Form ID: 35311
Publish: 05/04/2018
Details
SagePoint Financial
Trust Certification of Investment Powers
Lit No:
Revised: 07/01/2015
Form ID: 35312
Publish: 09/30/2016
Details
SagePoint Financial
WMP Electronic Delivery Email Consent
Lit No:
Revised: 02/01/2014
Form ID: 35313
Publish: 02/05/2014
Details
SagePoint Financial
Account Application - Estate
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client.
Lit No: SFP-AA-ES
Revised: 07/01/2017
Form ID: 35314
Publish: 07/11/2017
Details
SagePoint Financial
Client Application - Estate
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client.
Lit No: SPF-CA-ES
Revised: 01/22/2018
Form ID: 35315
Publish: 01/19/2018
Details
SagePoint Financial
SIS - Non-Wrap - Corporate RIA
Statement of Investment Selection (SIS) for Advisor Managed Portfolio (AMP) Non-Wrap accounts under a Corporate RIA.
Lit No:
Revised: 04/01/2018
Form ID: 35316
Publish: 05/08/2018
Details
SagePoint Financial
Account Application - Person (Client Central)
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client.
Lit No: SPF-AA-NP
Revised: 01/22/2018
Form ID: 35321
Publish: 01/19/2018
Details
SagePoint Financial
SIS - Wrap - Corporate RIA
Statement of Investment Selection (SIS) for Advisor Managed Portfolio (AMP) Wrap accounts under a Corporate RIA.
Lit No:
Revised: 04/01/2018
Form ID: 35334
Publish: 05/08/2018
Details
SagePoint Financial
Affidavit of Domicile
This form is used to verify where a deceased person resided at the time of death.
Lit No:
Revised: 02/01/2010
Form ID: 35341
Publish: 02/06/2014
Details
SagePoint Financial
Client Signature Page (Pershing)
For use by Pershing advisors
Lit No:
Revised: 06/01/2017
Form ID: 35343
Publish: 05/31/2017
Details
SagePoint Financial
Account Application - Company Retirement Plan
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client.
Lit No: SPF-AA-CRP
Revised: 07/01/2017
Form ID: 35346
Publish: 07/11/2017
Details
SagePoint Financial
Client Application - Company Retirement Plan
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client.
Lit No: SPF-CA-CRP
Revised: 01/22/2018
Form ID: 35347
Publish: 01/19/2018
Details
SagePoint Financial
Account Application - Entity (Client Central)
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client.
Lit No: SPF-AA-EN
Revised: 05/01/2018
Form ID: 35348
Publish: 05/04/2018
Details
SagePoint Financial
Client Application - Entity (Client Central)
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client.
Lit No: SPF-CA-EN
Revised: 05/01/2018
Form ID: 35349
Publish: 05/04/2018
Details
SagePoint Financial
Margin/Option Agreement (Pershing)
Use this form to request Margin or Option account features for accounts held at Pershing.
Lit No:
Revised: 11/01/2013
Form ID: 35350
Publish: 02/06/2014
Details
SagePoint Financial
Client Application - Person (Salesforce) - NFS
This worksheet is used to collect data related to creating a new client record via Salesforce for a National Financial Services (NFS) client.
Lit No: SPF-CA-Person
Revised: 01/22/2018
Form ID: 35386
Publish: 01/19/2018
Details
SagePoint Financial
Account Application - Person (Salesforce) - NFS
This worksheet is used to collect data related to opening a new account via Salesforce for a National Financial Services (NFS) client.
Lit No: SPF-AA-Person
Revised: 01/22/2018
Form ID: 35387
Publish: 01/19/2018
Details
SagePoint Financial
Client Application - Entity (Salesforce) - NFS
This worksheet is used to collect data related to creating a new client record via Salesforce for a National Financial Services (NFS) client.
Lit No: SPF-CA-Entity
Revised: 05/01/2018
Form ID: 35388
Publish: 05/04/2018
Details
SagePoint Financial
IA Overlay (Corporate) - Investment Advisory Svcs
Investment Advisory Agreement for Third Party Money Managers for accounts under a Corporate RIA.
Lit No: SPF 2011.2 Corp - TPMM
Revised: 10/01/2011
Form ID: 35474
Publish: 02/14/2014
Details
SagePoint Financial
IA Overlay (Independent) - Investment Advisory Svc
Investment Advisory Agreement for Third Party Money Managers for accounts under an Independent RIA.
Lit No: SPF 2011.2 Ind - TPMM
Revised: 10/01/2011
Form ID: 35475
Publish: 02/17/2016
Details
SagePoint Financial
Affidavit of Full Force and Effect
Affidavit as to the Power of Attorney being in full force and effect.
Lit No: ATTY
Revised: 07/01/2012
Form ID: 35476
Publish: 02/14/2014
Details
SagePoint Financial
Sweep Program Terms & Conditions (NFS)
For NFS clients only.
Lit No:
Revised: 08/01/2015
Form ID: 35619
Publish: 06/01/2016
Details
SagePoint Financial
Sweep Program Terms & Conditions (Pershing)
For Pershing clients only.
Lit No:
Revised: 06/01/2017
Form ID: 35620
Publish: 05/31/2017
Details
SagePoint Financial
Account Application - Entity (Salesforce) - NFS
This worksheet is used to collect data related to opening a new account via Salesforce for a National Financial Services (NFS) client.
Lit No: SPF-AA-Entity
Revised: 05/01/2018
Form ID: 35624
Publish: 05/04/2018
Details
SagePoint Financial
Client Signature Page (NFS)
For use by National Financial Services (NFS) advisors
Lit No:
Revised: 08/01/2015
Form ID: 35834
Publish: 07/11/2016
Details
SagePoint Financial
Periodic Earning Withdrawal Request
Use this form to establish/change/an earnings withdrawal plan from your nonretirement account held at National Financial Services (NFS).
Lit No: 1.822751.101
Revised: 11/01/2013
Form ID: 35843
Publish: 03/11/2014
Details
SagePoint Financial
Margin Addendum (NFS)
Lit No:
Revised: 06/01/2012
Form ID: 35925
Publish: 03/19/2014
Details
SagePoint Financial
Variable Annuity Suitability Packet
Use this form to submit Variable Annuity Initial Purchase and Variable Annuity Replacement transactions to Sales Supervision for Pre-Approval.
Lit No:
Revised: 12/01/2015
Form ID: 37596
Publish: 07/17/2017
Details
SagePoint Financial
1031 RR-FLS Pre-Approval Form
Lit No:
Revised: 04/20/2013
Form ID: 37597
Publish: 07/17/2017
Details
SagePoint Financial
Alternative Investment Pre-Approval Packet
This form is to be used for preapproval suitability review of non-traded REITs or Equipment Leasing (infrastructure) products.
Lit No:
Revised: 05/01/2016
Form ID: 37598
Publish: 07/17/2017
Details
SagePoint Financial
1031 TIC/DST Pre-Approval Packet
Lit No:
Revised: 04/20/2013
Form ID: 37599
Publish: 07/17/2017
Details
SagePoint Financial
Advisory Service Brochure
Form ADV Part 2A
Lit No: SagePoint IA Brochure 2018.1
Revised: 03/30/2018
Form ID: 38894
Publish: 04/05/2018
Details
SagePoint Financial
Customer Agreement (NFS)
This is the Customer Agreement (also known as the Client Agreement) for clients utilizing NFS as custodian.
Lit No:
Revised: 01/22/2018
Form ID: 38895
Publish: 01/19/2018
Details
SagePoint Financial
Client Agreement
This is the Client Agreement (also known as the Customer Agreement) for clients utilizing Pershing as custodian.
Lit No:
Revised: 01/22/2018
Form ID: 38896
Publish: 01/19/2018
Details
SagePoint Financial
Margin Application & Account Agreement (NFS)
Lit No: 1.903621.102
Revised: 08/01/2011
Form ID: 47623
Publish: 04/25/2016
Details
SagePoint Financial
Client Action Form
This optional form provides documentation of changes or decisions made during a client/account review. It provides disclosure of the review as well as acknowledgement of the review by the client.
Lit No: AG-2-CCAF-0317
Revised: 03/01/2017
Form ID: 47624
Publish: 11/06/2017
Details
SagePoint Financial
UTMA/UGMA Asset Transfer Request (NFS)
For NFS clients only.
Lit No: RAA-NFS
Revised: 11/01/2011
Form ID: 47626
Publish: 09/30/2016
Details
SagePoint Financial
UTMA/UGMA Asset Transfer Request (Pershing)
For Pershing clients only.
Lit No:
Revised: 01/01/2016
Form ID: 47627
Publish: 09/30/2016
Details
SagePoint Financial
Irrevocable Stock or Bond Power (Pershing)
Lit No: STKPWR
Revised: 03/01/2016
Form ID: 47628
Publish: 03/16/2016
Details
SagePoint Financial
One and the Same Letter (ACH Authorization)
A One and the Same Letter for accounts where the name on the brokerage account does not match the name on the bank account or voided check.
Lit No:
Revised: 05/01/2015
Form ID: 47629
Publish: 09/30/2016
Details
SagePoint Financial
Acknowledgement of Breakpoint Waiver Form
Lit No: 18-0396
Revised: 04/01/2018
Form ID: 47630
Publish: 05/04/2018
Details
SagePoint Financial
Advertising Transmittal
Lit No:
Revised: 09/21/2015
Form ID: 47631
Publish: 03/21/2016
Details
SagePoint Financial
Annual Practice Review Workbook
Lit No: AG-1-APRW
Revised: 01/01/2018
Form ID: 47633
Publish: 01/29/2018
Details
SagePoint Financial
Application to Add DBA Logo
This form is used to add a Registered Representative's DBA logo to their clients' Pershing brokerage account statements, trade confirmations, and other communications.
Lit No:
Revised: 04/01/2014
Form ID: 47634
Publish: 05/10/2016
Details
SagePoint Financial
Asset Movement Authorization
This form is used to move assets into/between retirement brokerage accounts held with Pershing.
Lit No:
Revised: 01/01/2014
Form ID: 47635
Publish: 03/09/2017
Details
SagePoint Financial
Brokerage Access (Checkwriting Application)
Use this form to add checkwriting features to an account held at National Financial (NFS).
Lit No:
Revised: 08/01/2011
Form ID: 47636
Publish: 04/25/2016
Details
SagePoint Financial
Brokerage Acct Mutual Fund De-Networking
This form is used to remove multiple mutual fund positions from a Pershing account to send back to the sponsor.
Lit No:
Revised: 01/01/2013
Form ID: 47637
Publish: 09/23/2016
Details
SagePoint Financial
Broker's Letter 144 Example
Lit No:
Revised: 03/01/2016
Form ID: 47638
Publish: 03/15/2016
Details
SagePoint Financial
Broker's Letter 144b Example
Lit No:
Revised: 03/01/2016
Form ID: 47639
Publish: 03/15/2016
Details
SagePoint Financial
California Home Visit Disclosure
Lit No: CA 789.10
Revised: 06/01/2017
Form ID: 47640
Publish: 06/15/2017
Details
SagePoint Financial
Certificate of Sole Proprietorship (NFS)
Use this form to certify that the client is the sole proprietor of an entity for which you wish to open an account at NFS.
Lit No:
Revised: 10/01/2016
Form ID: 47641
Publish: 10/04/2016
Details
SagePoint Financial
Certificate of Sole Proprietorship (Pershing)
Use this form to certify that the client is the sole proprietor of an entity for which you wish to open an account at Pershing.
Lit No:
Revised: 10/01/2016
Form ID: 47642
Publish: 10/04/2016
Details
SagePoint Financial
Check Writing Maintenance Request
This form is used to make changes to already established check writing account.
Lit No:
Revised: 07/01/2012
Form ID: 47643
Publish: 09/30/2016
Details
SagePoint Financial
Check Security Receipt Form
Lit No:
Revised: 03/01/2016
Form ID: 47644
Publish: 03/23/2016
Details
SagePoint Financial
Client Indemnity Agreement -Bearer Instruments
Lit No:
Revised: 02/01/2010
Form ID: 47647
Publish: 03/22/2016
Details
SagePoint Financial
Client Resignation Letter Number 1
Lit No:
Revised: 03/01/2016
Form ID: 47648
Publish: 03/15/2016
Details
SagePoint Financial
Client Resignation Letter Number 2
Lit No:
Revised: 03/01/2016
Form ID: 47649
Publish: 03/15/2016
Details
SagePoint Financial
Corporate IAR Request
Lit No:
Revised: 04/01/2018
Form ID: 47650
Publish: 05/02/2018
Details
SagePoint Financial
Cost Basis - Default Assignment Change
Lit No:
Revised: 12/01/2010
Form ID: 47651
Publish: 09/30/2016
Details
SagePoint Financial
C-RIA Authorization
to Redirect Prospectus Delivery to Financial Advisor
Lit No:
Revised: 02/01/2015
Form ID: 47652
Publish: 03/15/2016
Details
SagePoint Financial
Delegation of Supervisory Tasks Candidate Evaluati
Lit No:
Revised: 08/01/2013
Form ID: 47653
Publish: 06/15/2017
Details
SagePoint Financial
Delegation of Supervisory Tasks
Lit No:
Revised: 08/01/2013
Form ID: 47654
Publish: 06/15/2017
Details
SagePoint Financial
Distribution Change Disclosure Letter
Lit No:
Revised: 05/01/2009
Form ID: 47655
Publish: 03/15/2016
Details
SagePoint Financial
Dividend Reinvestment
Lit No:
Revised: 05/01/2009
Form ID: 47656
Publish: 03/24/2016
Details
SagePoint Financial
Electronic Delivery (Email) Agreement & Consent
Lit No:
Revised: 06/01/2017
Form ID: 47658
Publish: 06/26/2017
Details
SagePoint Financial
EOI - 529 Plans
Lit No:
Revised: 09/01/2007
Form ID: 47659
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Direct Participation Program (DPP)
Lit No:
Revised: 09/01/2007
Form ID: 47660
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Equity Indexed Annuity
Lit No:
Revised: 11/01/2007
Form ID: 47661
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Mutual Fund Exchange
Lit No:
Revised: 09/01/2007
Form ID: 47662
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Mutual Fund
Lit No:
Revised: 09/01/2007
Form ID: 47663
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Non-Traded REIT
Lit No:
Revised: 09/01/2007
Form ID: 47664
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Unit Investment Trust (UIT)
Lit No:
Revised: 09/01/2007
Form ID: 47665
Publish: 06/01/2016
Details
SagePoint Financial
EOI - Variable Life
Lit No:
Revised: 09/01/2007
Form ID: 47666
Publish: 06/01/2016
Details
SagePoint Financial
Event Notification
Lit No:
Revised: 08/17/2015
Form ID: 47667
Publish: 03/16/2016
Details
SagePoint Financial
Financial Networking Agreement
Lit No:
Revised: 03/01/2016
Form ID: 47668
Publish: 03/15/2016
Details
SagePoint Financial
Financial Planning Billing Invoice
Lit No:
Revised: 05/01/2017
Form ID: 47669
Publish: 05/23/2017
Details
SagePoint Financial
Financial Planning Client Agreement
Lit No:
Revised: 05/01/2017
Form ID: 47670
Publish: 11/03/2017
Details
SagePoint Financial
Financial Planning Hourly Fee Blotter
Lit No:
Revised: 05/01/2017
Form ID: 47671
Publish: 05/23/2017
Details
SagePoint Financial
Financial Planning LOA for Payment
Lit No:
Revised: 02/01/2018
Form ID: 47672
Publish: 02/21/2018
Details
SagePoint Financial
Financial Planning Program Guide
Lit No:
Revised: 03/30/2018
Form ID: 47673
Publish: 04/16/2018
Details
SagePoint Financial
Financial Planning Remittance
Lit No:
Revised: 04/01/2018
Form ID: 47674
Publish: 05/02/2018
Details
SagePoint Financial
FINRA Breakpoint Checklist and Worksheet
Lit No:
Revised: 03/01/2016
Form ID: 47675
Publish: 03/24/2016
Details
SagePoint Financial
Independent IAR Request
Lit No:
Revised: 08/01/2016
Form ID: 47677
Publish: 09/16/2016
Details
SagePoint Financial
Independent RIA Profile
Lit No:
Revised: 03/01/2016
Form ID: 47678
Publish: 03/24/2016
Details
SagePoint Financial
Independent RIA Request
Lit No:
Revised: 05/01/2017
Form ID: 47679
Publish: 05/23/2017
Details
SagePoint Financial
Independent RIA Variable Annuity Client Agreement
Lit No:
Revised: 12/01/2011
Form ID: 47680
Publish: 03/23/2016
Details
SagePoint Financial
Investment Adviser Override Agreement
MBO OSJ
Lit No:
Revised: 03/01/2012
Form ID: 47682
Publish: 03/24/2016
Details
SagePoint Financial
Investment Adviser Override Agreement - Rep
Lit No:
Revised: 03/01/2012
Form ID: 47683
Publish: 05/02/2018
Details
SagePoint Financial
Investment Club Account Agreement
Lit No:
Revised: 10/01/2016
Form ID: 47684
Publish: 10/19/2016
Details
SagePoint Financial
Investment Transfer Form
Lit No:
Revised: 07/01/2010
Form ID: 47686
Publish: 03/24/2016
Details
SagePoint Financial
I-RIA Auth to Redirect Prospectus Delivery
RIA Authorization to redirect prospectus delivery to the Financial Advisor.
Lit No:
Revised: 02/01/2014
Form ID: 47688
Publish: 03/16/2016
Details
SagePoint Financial
LOA to Generate Courtesy 1099
A sample letter of authorization to generate a courtesy 1099 for a Pershing brokerage account.
Lit No:
Revised: 02/01/2002
Form ID: 47690
Publish: 03/21/2016
Details
SagePoint Financial
Letter of Indemnity Request
Lit No:
Revised: 04/01/2014
Form ID: 47692
Publish: 04/05/2017
Details
SagePoint Financial
Non-Solicitation Letter-Non-Investment Grade Bonds
Non-Investment Grade Bonds
Lit No:
Revised: 02/01/2010
Form ID: 47693
Publish: 03/23/2016
Details
SagePoint Financial
Leveraged & Inverse ETF & Mutual Fund Client Ack.
Lit No: SPF-2-ETF-MF-CA-1114
Revised: 11/01/2014
Form ID: 47694
Publish: 03/16/2016
Details
SagePoint Financial
LETF Multi-day Holding Period Suitability Doc
Leveraged or Inverse ETF
Lit No:
Revised: 03/01/2016
Form ID: 47695
Publish: 03/21/2016
Details
SagePoint Financial
Limited Trading Authorization
Lit No:
Revised: 09/01/2014
Form ID: 47696
Publish: 03/15/2016
Details
SagePoint Financial
Margin Disclosure (NFS)
Lit No:
Revised: 09/01/2010
Form ID: 47700
Publish: 03/15/2016
Details
SagePoint Financial
Margin Disclosure (Pershing)
Lit No:
Revised: 10/01/2016
Form ID: 47701
Publish: 10/31/2016
Details
SagePoint Financial
Marketing Name Request
Lit No:
Revised: 09/28/2015
Form ID: 47702
Publish: 03/24/2016
Details
SagePoint Financial
MBO_OSJ Override Agreement
Lit No:
Revised: 03/01/2012
Form ID: 47704
Publish: 03/24/2016
Details
SagePoint Financial
Media Appearance Acknowledgment
Lit No:
Revised: 09/02/2016
Form ID: 47705
Publish: 09/15/2016
Details
SagePoint Financial
Model Portfolios Appendix 1
Lit No:
Revised: 03/30/2018
Form ID: 47706
Publish: 04/05/2018
Details
SagePoint Financial
Municipal Entity Brokerage Account Certification
Lit No:
Revised: 06/01/2017
Form ID: 47707
Publish: 06/15/2017
Details
SagePoint Financial
Non-Brokerage Change Request
Use this form to facilitate changes to the Registered Representative or Broker/Dealer at a sponsor company.
Lit No:
Revised: 05/01/2017
Form ID: 47709
Publish: 05/03/2017
Details
SagePoint Financial
Non-Discretionary Billing Invoice
Lit No:
Revised: 05/01/2017
Form ID: 47710
Publish: 07/21/2017
Details
SagePoint Financial
Non-Discretionary Client Agreement - Addendum A
Lit No:
Revised: 05/01/2017
Form ID: 47711
Publish: 05/23/2017
Details
SagePoint Financial
Non-Discretionary Client Agreement - Addendum B
Lit No:
Revised: 05/01/2017
Form ID: 47712
Publish: 05/23/2017
Details
SagePoint Financial
Non-Discretionary Client Agreement
Lit No:
Revised: 11/01/2011
Form ID: 47713
Publish: 03/23/2016
Details
SagePoint Financial
Non-Discretionary Hourly Fee Blotter
Lit No:
Revised: 05/01/2017
Form ID: 47714
Publish: 05/23/2017
Details
SagePoint Financial
Non-Discretionary LOA for Payment
Lit No:
Revised: 02/01/2018
Form ID: 47715
Publish: 02/21/2018
Details
SagePoint Financial
Non-Discretionary Program Guide
Lit No:
Revised: 03/30/2018
Form ID: 47716
Publish: 04/13/2018
Details
SagePoint Financial
Non-Discretionary Remittance
Lit No:
Revised: 02/01/2018
Form ID: 47717
Publish: 02/21/2018
Details
SagePoint Financial
Non-Traded REIT Transaction Pre-Approval Inst.
Lit No:
Revised: 07/15/2013
Form ID: 47719
Publish: 07/17/2017
Details
SagePoint Financial
Oil and Gas Attestation
Lit No: AG-Rev
Revised: 11/01/2016
Form ID: 47720
Publish: 12/02/2016
Details
SagePoint Financial
Outgoing Federal Fund Wire Request (NFS)
Lit No:
Revised: 01/01/2014
Form ID: 47721
Publish: 09/30/2016
Details
SagePoint Financial
Outgoing Federal Fund Wire Request (Pershing)
Lit No:
Revised: 01/01/2014
Form ID: 47722
Publish: 09/30/2016
Details
SagePoint Financial
Pershing Mutual Fund Consolidation - Retail
Lit No:
Revised: 05/01/2012
Form ID: 47723
Publish: 03/15/2016
Details
SagePoint Financial
Pershing Mutual Fund Consolidation - Retirement
Lit No:
Revised: 05/01/2012
Form ID: 47724
Publish: 03/15/2016
Details
SagePoint Financial
Premiere Select IRA Application - NFS
Lit No:
Revised: 01/01/2014
Form ID: 47726
Publish: 09/30/2016
Details
SagePoint Financial
Premiere Select SIMPLE IRA Application - NFS
Lit No: 1.828247.107 FXA
Revised: 01/01/2014
Form ID: 47727
Publish: 09/30/2016
Details
SagePoint Financial
Authorization to Disclose Customer Information
This form (also known as a Privacy Waiver) is used to provide authorization to disclose information about your client's account to a third-party (such as a family member, friend, attorney, accountant)
Lit No:
Revised: 04/01/2008
Form ID: 47728
Publish: 03/15/2016
Details
SagePoint Financial
Professional Designation Approval Request
Lit No:
Revised: 08/07/2015
Form ID: 47729
Publish: 03/16/2016
Details
SagePoint Financial
Registered Representative Override Agreement
Lit No:
Revised: 03/01/2012
Form ID: 47730
Publish: 03/23/2016
Details
SagePoint Financial
Retail Brokerage Journal Request (NFS)
Lit No:
Revised: 01/01/2014
Form ID: 47732
Publish: 11/04/2016
Details
SagePoint Financial
Retail Brokerage Journal Request (Pershing)
Lit No:
Revised: 01/01/2014
Form ID: 47733
Publish: 11/04/2016
Details
SagePoint Financial
Risk Tolerance Questionnaire (RTQ)
Lit No:
Revised: 04/01/2018
Form ID: 47734
Publish: 04/20/2018
Details
SagePoint Financial
Roth Conversion Recharacterization Request
Pershing
Lit No:
Revised: 06/01/2014
Form ID: 47735
Publish: 09/30/2016
Details
SagePoint Financial
Sales Letter 144 Example
Lit No:
Revised: 10/01/2016
Form ID: 47736
Publish: 10/04/2016
Details
SagePoint Financial
Sales Letter 144K Example
Lit No:
Revised: 10/01/2016
Form ID: 47737
Publish: 10/04/2016
Details
SagePoint Financial
Sales Letter 145 Example
Lit No:
Revised: 10/01/2016
Form ID: 47738
Publish: 10/04/2016
Details
SagePoint Financial
Sales Letter 701 Example
Lit No:
Revised: 10/01/2016
Form ID: 47739
Publish: 10/04/2016
Details
SagePoint Financial
Sales Removal Letter 144K Example
Lit No:
Revised: 10/01/2016
Form ID: 47740
Publish: 10/04/2016
Details
SagePoint Financial
Signature Guarantee Certification
Use for requesting that a document be Medallion Signature Guaranteed.
Lit No:
Revised: 10/01/2017
Form ID: 47741
Publish: 11/01/2017
Details
SagePoint Financial
SMA UMA Appendix 1
Lit No:
Revised: 03/30/2018
Form ID: 47743
Publish: 04/05/2018
Details
SagePoint Financial
SIS - Non-Wrap - Independent RIA
Statement of Investment Selection (SIS) for Advisor Managed Portfolio (AMP) Non-Wrap accounts under an Independent RIA.
Lit No:
Revised: 04/01/2018
Form ID: 47744
Publish: 04/20/2018
Details
SagePoint Financial
SIS - Wrap - Independent RIA
Statement of Investment Selection (SIS) for Advisor Managed Portfolio (AMP) Wrap accounts under an Independent RIA.
Lit No:
Revised: 04/01/2018
Form ID: 47745
Publish: 04/20/2018
Details
SagePoint Financial
SIS - Model Portfolios - Independent RIA
Statement of Investment Selection (SIS) for Model Portfolio accounts under an Independent RIA.
Lit No:
Revised: 04/01/2018
Form ID: 47747
Publish: 05/02/2018
Details
SagePoint Financial
Stock Certificate Third Party Release (NFS)
Lit No:
Revised: 11/01/2013
Form ID: 47748
Publish: 09/30/2016
Details
SagePoint Financial
Stock Certificate Third Party Release (Pershing)
Lit No:
Revised: 11/01/2013
Form ID: 47749
Publish: 09/30/2016
Details
SagePoint Financial
Stop Release Letter for Stock Certificates
Lit No:
Revised: 02/01/2010
Form ID: 47750
Publish: 03/15/2016
Details
SagePoint Financial
Streetscape User Request
Lit No:
Revised: 08/01/2013
Form ID: 47751
Publish: 03/15/2016
Details
SagePoint Financial
Substantially Equal Periodic Payments 72(t)
Lit No:
Revised: 01/01/2012
Form ID: 47752
Publish: 03/15/2016
Details
SagePoint Financial
STC - Designation or Change of Beneficiary
Use this form to designate or change the beneficiary(-ies) on an existing SunAmerica Trust Company (STC) retirement account.
Lit No:
Revised: 08/01/2015
Form ID: 47753
Publish: 03/22/2016
Details
SagePoint Financial
STC - Roth Adoption Agreement
This form is required to establish a Roth IRA account with SunAmerica Trust Company (STC).
Lit No:
Revised: 09/01/2017
Form ID: 47754
Publish: 10/12/2017
Details
SagePoint Financial
STC - Traditional Adoption Agreement
This form is required to establish a Traditional IRA account with SunAmerica Trust Company (STC).
Lit No:
Revised: 09/01/2017
Form ID: 47755
Publish: 10/12/2017
Details
SagePoint Financial
Systematic Withdrawal Authorization
Lit No:
Revised: 04/01/2014
Form ID: 47756
Publish: 09/30/2016
Details
SagePoint Financial
Temporary Out of Office Notification
Lit No:
Revised: 07/01/2017
Form ID: 47757
Publish: 07/20/2017
Details
SagePoint Financial
Third Party Check Request (NFS)
Lit No:
Revised: 01/01/2014
Form ID: 47758
Publish: 09/30/2016
Details
SagePoint Financial
Third Party Check Request (Pershing)
Lit No:
Revised: 01/01/2014
Form ID: 47759
Publish: 09/30/2016
Details
SagePoint Financial
WMP QPR Electronic Delivery Consent & Agreement
Consent agreement for electronic delivery of Wealth Management Platform (WMP) quarterly performance reports (QPRs).
Lit No:
Revised: 06/01/2015
Form ID: 47761
Publish: 03/15/2016
Details
SagePoint Financial
IRA/ESA Distribution Request
Use this form for distributions from an ESA account or to process an IRA distribution from a non-QRP account held with Pershing.
Lit No: FRM-IRA-DIST-10-15
Revised: 10/01/2015
Form ID: 47831
Publish: 02/21/2018
Details
SagePoint Financial
Commission Direct Deposit Authorization
Lit No:
Revised: 08/01/2015
Form ID: 47855
Publish: 03/29/2016
Details
SagePoint Financial
Non-Traded Closed-End Fund/Pfd. Stock Pre-Approval
Non Traded Preferred Stock Warrant
Lit No: AG-CAP
Revised: 04/17/2018
Form ID: 47926
Publish: 05/02/2018
Details
SagePoint Financial
Letter of Non-Solicitation for Non-Listed Equities
Lit No:
Revised: 03/01/2016
Form ID: 47970
Publish: 04/01/2016
Details
SagePoint Financial
Power of Attorney with Durable Provision
Lit No:
Revised: 05/01/2016
Form ID: 48685
Publish: 05/03/2016
Details
SagePoint Financial
Additional Client Signature Page (Pershing)
This form is for Pershing advisors only. For use with accounts types where the SSN/TIN of the account is different than that of the client, requiring multiple signature pages (ex: Custodial)
Lit No:
Revised: 06/01/2017
Form ID: 49853
Publish: 05/31/2017
Details
SagePoint Financial
Additional Client Signature Page (NFS)
This form is for National Financial advisors only. For use with accounts types where the SSN/TIN of the account is different than that of the client, requiring multiple signature pages (ex: Custodial)
Lit No:
Revised: 08/01/2015
Form ID: 49854
Publish: 07/11/2016
Details
SagePoint Financial
Account Holder Signature Card
Use this form to establish a "wet" signature for accounts opened with eSignature.
Lit No:
Revised: 01/01/1900
Form ID: 49989
Publish: 07/21/2016
Details
SagePoint Financial
Variable Annuity Share Class Disclosure
Variable Annuity Share Class Disclosure and Acknowledgement form
Lit No:
Revised: 10/01/2015
Form ID: 50297
Publish: 07/29/2016
Details
SagePoint Financial
Private Investment Form
Use this form to authorize Pershing to issue funds from your account to purchase an investment offered through a private investment.
Lit No:
Revised: 07/01/2015
Form ID: 50790
Publish: 09/21/2017
Details
SagePoint Financial
Retirement Income Fact Finder
Lit No:
Revised: 09/01/2016
Form ID: 50867
Publish: 09/12/2016
Details
SagePoint Financial
Advisor Managed Portfolios Appendix 1
Lit No:
Revised: 03/30/2018
Form ID: 51206
Publish: 04/05/2018
Details
SagePoint Financial
Account Application - Person (Salesforce)
This worksheet is used to collect data related to opening a new account via Salesforce for a Pershing client.
Lit No:
Revised: 01/22/2018
Form ID: 51678
Publish: 01/19/2018
Details
SagePoint Financial
Client Application - Person (Salesforce)
This worksheet is used to collect data related to creating a new client record via Salesforce for a Pershing client.
Lit No:
Revised: 01/22/2018
Form ID: 51695
Publish: 01/19/2018
Details
SagePoint Financial
Annual Delivery of Privacy Policy Guidance I-RIA
Lit No:
Revised: 12/01/2016
Form ID: 52439
Publish: 12/19/2016
Details
SagePoint Financial
FINRA Rule 2273 Disclosure
Lit No:
Revised: 01/01/2017
Form ID: 53571
Publish: 01/23/2017
Details
SagePoint Financial
Client Application - Entity (Salesforce)
This worksheet is used to collect data related to creating a new client record via Salesforce for a Pershing LLC client.
Lit No:
Revised: 05/01/2018
Form ID: 54297
Publish: 05/04/2018
Details
SagePoint Financial
Account Application - Entity (Salesforce)
This worksheet is used to collect data related to opening a new account via Salesforce for a Pershing LLC client.
Lit No:
Revised: 02/01/2017
Form ID: 54298
Publish: 04/28/2017
Details
SagePoint Financial
FLS Guide to Approving Inactive Alerts in Account
Lit No: FSC-2FLS-AIA-0417
Revised: 04/01/2017
Form ID: 55535
Publish: 04/13/2017
Details
SagePoint Financial
Rollover Disclosure Form: Pension Plan to IRA
The Pension Plan to IRA Rollover/Transfer Disclosure form is used when it is the advisor's recommendation that the client roll over assets from his/her ERISA pension plan to an IRA.
Lit No: SPF-2-PP-IRA-TD-0318
Revised: 03/01/2018
Form ID: 56510
Publish: 04/03/2018
Details
SagePoint Financial
Rollover Disclosure Form: IRA to Retirement
The IRA to Retirement Plan Account Rollover/Transfer Disclosure form is used when it is the advisor's recommendation that the client roll over assets from his/her IRA to his/her Retirement plan accoun
Lit No: SPF-2-IRA-RPA-TD-0318
Revised: 03/01/2018
Form ID: 56514
Publish: 04/03/2018
Details
SagePoint Financial
Rollover Disclosure Form: IRA to IRA
The IRA to IRA Rollover/Transfer Disclosure form is used when it is the advisor's recommendation that the client roll over assets from his or her existing IRA to a new IRA.
Lit No: SPF-2-IRA-IRA-TD-0318
Revised: 03/01/2018
Form ID: 56518
Publish: 04/03/2018
Details
SagePoint Financial
Rollover Disclosure Form: ERISA to Retirement
The ERISA Plan to Retirement Plan Rollover/Transfer Disclosure form is used when it is the advisor's recommendation that the client roll over assets from his or her ERISA plan account to a new plan ac
Lit No: SPF-2-ERISA-TD-0318
Revised: 03/01/2018
Form ID: 56522
Publish: 04/03/2018
Details
SagePoint Financial
Rollover Disclosure Form: ERISA to IRA
The ERISA Plan Account to IRA Rollover/Transfer Disclosure form is used when it is the advisor's recommendation that the client roll over assets from his or her ERISA plan account to an IRA.
Lit No: SPF-ERISA-IRA-TD-0318
Revised: 03/01/2018
Form ID: 56526
Publish: 04/03/2018
Details
SagePoint Financial
RPCS Level Commission Agreement-Trustee Direct
Client Services Agreement Fiduciary/Level Commission Schedule
Lit No: V.1 SPF RPCS FID.LEV.COMM.4.4.18
Revised: 04/04/2018
Form ID: 56547
Publish: 04/13/2018
Details
SagePoint Financial
RPCS Level Commission Agreement-Participant Direct
Client Services Agreement Fiduciary/Level Commission Schedule
Lit No: V.4 SPF RPCS FID.LEV.COMM.10.15.17
Revised: 10/15/2017
Form ID: 56551
Publish: 11/29/2017
Details
SagePoint Financial
RPCS Advisory Fee Agreement-Trustee Directed
Client Services Agreement Fiduciary/Fee Schedule
Lit No: V.1 SPF RPCS.FID.ADV.FEE.4.4.18
Revised: 04/04/2018
Form ID: 56555
Publish: 04/13/2018
Details
SagePoint Financial
RPCS Advisory Fee Agreement-Participant Directed
Client Services Agreement Fiduciary/Fee Schedule
Lit No: V.4 SPF RPCS FID.ADV.FEE.10.15.17
Revised: 10/15/2017
Form ID: 56559
Publish: 11/29/2017
Details
SagePoint Financial
SPF AMP Client Agreement
Lit No:
Revised: 03/30/2018
Form ID: 56573
Publish: 04/05/2018
Details
SagePoint Financial
SPF MPP Client Agreement
Lit No:
Revised: 03/30/2018
Form ID: 56574
Publish: 04/05/2018
Details
SagePoint Financial
SPF SMA/UMA Client Agreement
Lit No:
Revised: 03/30/2018
Form ID: 56575
Publish: 04/05/2018
Details
SagePoint Financial
ERISA Establish Kit Part-Directed Adv. Fee
Lit No: AG-2-ERISA-PB-ARL
Revised: 10/15/2017
Form ID: 57532
Publish: 03/21/2018
Details
SagePoint Financial
ERISA Establish Kit Trustee-Directed Fee
Lit No: AG-2-ERISA-PB-ARL
Revised: 04/01/2018
Form ID: 57533
Publish: 04/16/2018
Details
SagePoint Financial
ERISA Establish Kit Trustee-Directed Level
Lit No: AG-2-ERISA-PB-ARL
Revised: 04/01/2018
Form ID: 57534
Publish: 04/16/2018
Details
SagePoint Financial
ERISA Establish Kit Part-Directed Level
Lit No: AG-2-ERISA-PB-ARL
Revised: 10/15/2017
Form ID: 57535
Publish: 03/21/2018
Details
SagePoint Financial
ERISA Plan New Relationship Set up
Lit No: AG-2-ERISA-PB-ARL
Revised: 10/15/2017
Form ID: 57536
Publish: 03/26/2018
Details
SagePoint Financial
Political Contribution Pre-Approval Request
Lit No: 17-0221
Revised: 08/01/2017
Form ID: 58157
Publish: 08/21/2017
Details
SagePoint Financial
OneView DBA Logo
Use the power of your approved DBA logo to create a professional look to your clients' OneView reports. By adding your approved DBA logo, the reports keep your brand and your professional look in fron
Lit No:
Revised: 07/01/2016
Form ID: 58968
Publish: 10/12/2017
Details
SagePoint Financial
ACH Authorization Agreement for Pershing Accounts
Use this form to add ACH instructions to a Pershing account.
Lit No:
Revised: 10/01/2017
Form ID: 58972
Publish: 10/26/2017
Details
SagePoint Financial
SMA/UMA Client Agreement - Independent RIA
Lit No:
Revised: 03/30/2018
Form ID: 59167
Publish: 04/05/2018
Details
SagePoint Financial
MPP Client Agreement - Independent RIA
Lit No:
Revised: 03/30/2018
Form ID: 59168
Publish: 04/05/2018
Details
SagePoint Financial
AMP Client Agreement - Independent RIA
Lit No:
Revised: 03/30/2018
Form ID: 59169
Publish: 04/05/2018
Details
SagePoint Financial
Client Application - Person (Short Form)
This worksheet is used to collect data related to creating a new client record via Client Central for a Pershing or STC client. Only U.S. citizens living in the U.S. may use this form.
Lit No:
Revised: 01/22/2018
Form ID: 59388
Publish: 01/04/2018
Details
SagePoint Financial
Account Application - Person (Short Form)
This worksheet is used to collect data related to opening a new account via Client Central for a Pershing or STC client. Only U.S. citizens living in the U.S. may use this form.
Lit No:
Revised: 01/22/2018
Form ID: 59389
Publish: 01/19/2018
Details
SagePoint Financial
Client Application - Person (Short Form) (NFS)
This worksheet is used to collect data related to creating a new client record via Salesforce for an NFS client. Only U.S. citizens living in the U.S. may use this form.
Lit No:
Revised: 01/22/2018
Form ID: 59428
Publish: 01/04/2018
Details
SagePoint Financial
Account Application - Person (Short Form) (NFS)
This worksheet is used to collect data related to opening a new account via Client Central for an NFS client. Only U.S. citizens living in the U.S. may use this form.
Lit No:
Revised: 01/22/2018
Form ID: 59431
Publish: 01/19/2018
Details
SagePoint Financial
Entity Beneficial Ownership Addendum
This form must be completed by the person opening a new account on behalf of a legal entity and is an addendum to the Entity Beneficial Ownership form.
Lit No:
Revised: 05/01/2018
Form ID: 61211
Publish: 05/04/2018
Details
SagePoint Financial
Entity Beneficial Ownership
This form must be completed by the person opening a new account on behalf of a legal entity to identify any owner directly or indirectly owns 25% or more of the equity interests of the legal entity.
Lit No:
Revised: 05/01/2018
Form ID: 61215
Publish: 05/04/2018
Details
SagePoint Financial
Non-Corporate Resolution
Lit No: FRM-NONCORP-RES-02-15
Revised: 02/01/2015
Form ID: 61576
Publish: 03/29/2018
Details

View Forms By Company

Companies Hosting Forms With Quik!

The list below only displays companies that are available to all users - private companies are not displayed without signing up for an account first. To see the forms currently available for a company click the company name. Also, try our advanced form search.

 
Aberdeen Asset Management
AIG Annuities - Fixed
AIG Annuities - Index
AIG Annuities - Variable
AIG Annuities - Variable NY
AIG Funds
Alger Funds
Alliance Bernstein
Allianz Global Investors
Allianz Life Insurance Company of North America
Allstate Life Insurance Company
Amana Mutual Fund
American Beacon
American Century Investments
American Equity Investment Life Insurance Co.
American Funds
American General Life - Annuities
American General Life and Accident Ins. Co. (AIG)
American Realty Capital
American United Life
AMG Funds
Amundi Pioneer Asset Management
API Funds
Aquila Funds
Arctrust
Ariel Investments
Arrow Funds
Ascendant Capital --NEW--
Aspire Financial Services
ATEL Capital Group
Athene Annuity
Ave Maria
AXA Equitable - Annuities
AXA Equitable - Life Insurance
Behringer Harvard Securities
Bel Air Investment Advisors LLC
Berwyn Funds
Black Creek Group
BlackRock
Bluerock Capital Markets
Bright Directions
Bright Start 529
Brighthouse Financial
Buffalo Funds
Burnham Funds
Calamos Investments
Calvert Investments
Cantor Fitzgerald
Capital Management Group
Carter Validus Mission Critical REIT
Carter Validus Mission Critical REIT II
Catalyst Funds
Cavanal Hill Funds
Charles Schwab & Co., Inc.
CIM Group
CION Investments
Clark Capital
CLS Investments
CNL
College Choice 529
Columbia Threadneedle
Community National Bank
Cottonwood Residential --NEW--
Country Financial
Cypress Leasing
Davis Funds
Delaware Investments
Delaware Life Insurance
Dodge & Cox
DoubleLine Funds
Dreyfus
Driehaus Capital Management
Dunham & Associates Investment Counsel
Eagle Asset Management
Eagle Life Insurance Co --NEW--
Eaton Vance
Edgar Lomax
Edgewood Funds
Empire Financial Group
Evolv Capital
Fairholme Funds
Federated Investors
Fidelity & Guaranty Life
Fidelity Advisors
Fidelity Investments Institutional Wealth Services
First Eagle Funds
First Investor Funds
FolioFN
Forethought Distributors
Forward Funds
Franklin Square Capital Partners
Franklin Templeton
FSC Securities Corp
FTJ FundChoice
Future Scholar
Gabelli Funds
Goldman Sachs Asset Management
Grant Park Funds
Great-West Financial
Greenbacker
Griffin Capital
Guardian Insurance & Annuity Company, Inc.
Guggenheim Investments
Harbor Funds
Hartford Investment Financial Svcs - Annuities
Hartford Investment Financial Svcs - Mutual Funds
Hartford Investment Financial Svcs College Plans
Hartford Life Insurance Company - Life Ins
Heartland Advisors
Henderson Global Investors
Hennessy Funds
Highland Capital Management
Highmark Funds
Hines
Homestead Funds
Horizon Investments
Huntington Funds
ICON Advisers Inc.
Infinity Funds
Inland Securities
Integrity (W&S Financial Group Distributors)-FA
Integrity (W&S Financial Group Distributors)-VA
Integrity Viking Funds
Invesco
IVY Investments
J.P. Morgan Clearing Corp
J.P. Morgan Funds
Jackson National Life Insurance Company
Jensen Funds
John Hancock Freedom 529
John Hancock Investments
John Hancock Life Ins Co - Life Insurance
Kansas City Life Ins
KBS REIT
Keeley Funds
Knighthead Annuities --NEW--
Learning Quest
Leuthold Weeden Capital Management
Liberty Trust Company
Life Insurance Company of the Southwest (LSW)
Lightstone Capital Markets
Lincoln Financial Group - Annuities
Lincoln Financial Group - Life Ins
Lodging Opportunity Fund, REIT --NEW--
Lonestar 529
Loomis Sayles Funds
Lord Abbett & Co.
Loring Ward
Mainstar Trust
MainStay Investments
Manning & Napier
MassMutual - Annuities
MassMutual - Disability Income
MassMutual - Life
MassMutual - Long Term Care
Matthews Asia
MFS Investment Management
Midland IRA --NEW--
Midland National Life
Midland Retirement Distributors
Moody National REIT
MVP Reit
National Integrity (W&S Financial Group Dist) - FA
National Integrity (W&S Financial Group Dist) - VA
National Life Insurance Company
Nationwide Annuities
Nationwide Insurance
New York Life Annuities
NFS (National Financial Services)
Nicholas Family of Funds
NorthStar
Nuveen Advisory
Oakmark Funds
OCM Gold Fund
Ohio National - Annuities
OneAmerica Securities
Oppenheimer Funds
Pacific Advisors Fund
Pacific Funds
Pacific Life & Annuity (NY-Annuities)
Pacific Life & Annuity (NY-Life Insurance)
Pacific Life (Annuities)
Pacific Life (Life Insurance)
Pacific Life Magnastar
Parnassus Funds
Pax World Funds
Permanent Portfolio Funds
Perritt Funds
Pershing
Pershing Advisor Solutions
Phillips Edison
PIMCO
Preferred Apartment Communities
Preferred Capital Securities
Principal Financial Group
Principal Funds
Private Client Services
ProFunds
Protective Life Insurance Company
Provasi Capital Partners
Prudential - M Group
Prudential Annuities
Prudential Annuities (Advanced Series)
Prudential Mutual Funds
Prudential Premier Investment
Prudential Premier Retirement
PruSecure Fixed Indexed Annuity
Putnam Funds
Quaker Funds
Rainier Capital Management
RBC Capital Markets
Redwood Mortgage Investors
Reef Oil & Gas Partners LP
Reliance Standard
ReliaStar Life Insurance Company of New York
Resource Real Estate Opportunity REIT
RK Properties --NEW--
Rodin Global Property Trust
Royal Alliance
Royce Funds
RS Investments
SagePoint Financial
Sammons Retirement Solutions
Saratoga Capital Management
Scholars Choice
Security Benefit Life
SEI (Trust 3000 Forms Only)
SEI (Wealth Platform Forms Only)
Selected Funds
Shopoff Realty Investments
Sierra Income Corporation
Sit Mutual Funds
Spire Investment Partners, LLC
Steben & Company
Stira Capital Markets Group
Strategic Equity Management
Strategic Storage Growth Trust
Strategic Storage Trust II
Strategic Storage Trust IV, Inc
Strategic Student & Senior Housing Trust, Inc
Sun Life of Canada - Annuities
TD Ameritrade
Terra Capital Partners
The Pacific Financial Group
Thompson IM
Thornburg Investment Management
Time Equities --NEW--
Timothy Plan
Tocqueville Funds
Toews Corporation
Touchstone Investments
Transamerica Life Insurance Co - Annuity
Transamerica Life Insurance Co - Insurance
Transamerica Mutual Funds
TriLinc Global Impact Fund
Triloma
Triton Pacific Investment Corporation & TB, LP
Trust Company of America
US Bank
US Government
VALIC
Van Eck Global
Vanguard Funds
Victory Funds
Virtus Funds
Voya - Annuities
Voya - Life Insurance
Voya Investment Management
W P Carey & Co.
Wasatch Funds
Waveland Energy Partners
WBI Investments
Weitz Funds
Wells Fargo Advantage Funds
Westcore Funds
Western National - American General
Western National - US Life
Western-Southern
WNC Housing Credit
Woodbury Financial Services, Inc
Yorktown Funds

Don't See What You Want?

Not every company in our library is publicly listed. Contact us to see if we can give you access to the company you're seeking. Or... Request A New Company!

Be informed about Quik! with RSS by subscribing to the different feeds below.

Get Quik! News:   Quik! News RSS Feed

Learn about new companies that join Quik! by subscribing to the Quik! News RSS feed - click the RSS icon above.

Quik! Form Updates:   Quik! Forms Updates RSS Feed

Learn when forms are added or updated in Quik! by subscribing to the Quik! Form Updates RSS feed - click the RSS icon above.


To follow the updates of a specific company, click the company name in the list above and subscribe to the RSS feed at the top of the search results.

New to RSS? Here's info about RSS that might help.

*Our forms security model ensures that only registered users can see and use forms. If you want to start using forms, sign up for a FREE trial today!